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Municipal Securities Rulemaking Board
Results: 1131

#	Item
31	MuniGUARD Professional Compliance Tool to Address MSRB Rules G-17, G-19 and G-30 DPC DATA Inc. maintains the most accurate, timely and comprehensive archive of municipal securities disclosure data available. Through Muni Add to Reading List Source URL: www.dpcdata.com Language: English - Date: 2013-06-24 21:30:24 United States Securities and Exchange Commission Financial regulation Business Law Municipal Securities Rulemaking Board Financial Industry Regulatory Authority Municipal bond Securities Exchange Act Security United States securities law Self-regulatory organizations 73rd United States Congress
32	The Official Source for Municipal Disclosures and Market Data EMMA Dataport Manual and Specifications for 529 College Savings Plan Data (Form G-45) Submissions Add to Reading List Source URL: www.msrb.org Language: English - Date: 2015-02-13 14:18:16 Government U.S. Securities and Exchange Commission Municipal bond Business Rulemaking Securities market Electronic submission Law Self-regulatory organizations Municipal Securities Rulemaking Board Electronic Municipal Market Access
33	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 23, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-04-23 09:41:34 Financial markets Self-regulatory organizations Municipal Securities Rulemaking Board Financial regulation United States securities law Security U.S. Securities and Exchange Commission Broker-dealer Securities Exchange Act Financial economics Finance Financial system
34	Trading Suspension: Spriza, Inc. Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-03-04 10:15:54 Financial economics Financial system Self-regulatory organizations 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Securities and Exchange Commission Municipal Securities Rulemaking Board United States securities law Financial regulation United States Securities and Exchange Commission
35	Trading Suspension: Spriza, Inc. Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-03-04 10:15:54 Financial economics Financial system Self-regulatory organizations 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Securities and Exchange Commission Municipal Securities Rulemaking Board United States securities law Financial regulation United States Securities and Exchange Commission
36	Investor Advisory Committee Meeting Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-01-21 11:10:37 Late-2000s financial crisis Corporate crime U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Dodd–Frank Wall Street Reform and Consumer Protection Act Municipal Securities Rulemaking Board Economy of the United States Business Self-regulatory organizations United States securities law Financial regulation
37	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 23, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-04-23 09:41:34 Financial markets Self-regulatory organizations Municipal Securities Rulemaking Board Financial regulation United States securities law Security U.S. Securities and Exchange Commission Broker-dealer Securities Exchange Act Financial economics Finance Financial system
38	PDF Document Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-04-07 17:49:28 Self-regulatory organizations Financial regulation Finance 73rd United States Congress United States Securities and Exchange Commission Financial Industry Regulatory Authority Registered Investment Advisor Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission United States securities law Financial economics Business
39	Municipal Advisor Representative Qualification Examination (Series 50) CONTENT OUTLINE Municipal Advisor Representative Add to Reading List Source URL: www.msrb.org Language: English - Date: 2015-04-22 09:50:49 Finance Self-regulatory organizations Municipal Securities Rulemaking Board United States securities law Securities Municipal bond U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Security Financial economics Economics Business
40	MSRB NOTICEJANUARY 17, 2013) REQUEST FOR COMMENT ON MORE CONTEMPORANEOUS TRADE PRICE INFORMATION THROUGH A NEW CENTRAL TRANSPARENCY PLATFORM The Municipal Securities Rulemaking Board (“MSRB”) is seeking com Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-24 06:39:29 Finance Business Financial economics Municipal Securities Rulemaking Board Late-2000s financial crisis Electronic Municipal Market Access U.S. Securities and Exchange Commission Security Dodd–Frank Wall Street Reform and Consumer Protection Act Self-regulatory organizations Financial regulation United States securities law

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